Audit & Assurance

AML Review & Gap Assessment

We carry out bespoke AML reviews and gap assessments that are practical, proportionate, and aligned with real regulatory expectations. We assess your policies, systems, and controls against local and international requirements to strengthen your resilience.
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Our Services
  • RISK MITIGATION

Strengthen Your Financial Crime Framework

Our independent reviews identify vulnerabilities in your systems, providing clear, actionable recommendations to ensure you remain resilient against regulatory scrutiny.

  • Policy Assessment

  • System & Control Checks

  • Gap Analysis Reports

  • Inspection Readiness

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Why Regular AML Health Checks Are Critical

Unidentified gaps in your financial crime framework can expose your firm to severe penalties and reputational damage.

Regulatory Fines

Non-compliance with AML laws attracts the heaviest penalties in the UAE.

Inspection Failures
Being unprepared for a regulator visit often leads to remediation plans.
System Weaknesses
Outdated monitoring systems may fail to detect sophisticated financial crime.
Policy Misalignment
Policies that don’t match international standards are a red flag for auditors.
Reputational Damage
Association with money laundering destroys client and market trust.
Operational Inefficiency

Manual checks that slow down client onboarding and business flow.

Inspection-Ready AML

Identify vulnerabilities before the regulator does. Our bespoke reviews provide the practical solutions needed to strengthen your defenses.

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  • Regulatory Alignment
  • Risk Mitigation

A Rigorous Approach to AML Assurance

Our independent reviews provide a clear picture of your compliance health, helping you stay inspection-ready at all times.
  • Scope Definition

    We define the parameters of the review based on your specific business activities, customer base, and regulatory jurisdiction.

  • Detailed Testing

    We test your policies against actual file samples and transaction records to verify that controls are working in practice.

  • Gap Analysis Report

    You receive a comprehensive report highlighting specific deficiencies, graded by risk level (High, Medium, Low).

  • Remediation Plan

    We provide practical recommendations and an action plan to fix identified gaps and strengthen your framework.

Is Your AML Framework Ready?

Identify gaps before the regulator does. Our bespoke reviews and gap assessments ensure your systems are resilient and fully compliant.

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Frequently asked questions

Get clear answers about our regulatory expertise. Whether you need help with authorisation, ongoing compliance, or training, we have outlined the essentials below to help you navigate the requirements of the DFSA, ADGM, and CBUAE.
Which jurisdictions and regulators do you support?
We provide comprehensive regulatory support across the DFSA, ADGM, and CBUAE frameworks. Our team combines deep local knowledge with international best practices to assist firms in these specific jurisdictions.
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